BERYL A. HOWELL, District Judge.
Plaintiff Judicial Watch, Inc. brings this action against the United States Department
On November 30, 2005, a federal grand jury charged an organization called Holy Land Foundation for Relief and Development ("HLF") and several of its executives with 42 criminal counts for their alleged material support to Harakat al-Muqawamah al-Islamiyya ("Hamas") — a group that the United States government considers a terrorist organization. See Superseding Indictment, United States v. Holy Land Found. for Relief & Dev., No. 3:04-CR-240 (N.D.Tex. Nov. 30, 2005), ECF No. 233. In prosecuting the case, the United States submitted a "List of Unindicted Co-Conspirators and/or Joint Venturers," which contained the names of 246 individuals and organizations "`for which [the Government] intended to prove were engaged in supporting Hamas.'" Pl.'s Mem. P. & A. Opp'n to Def.'s Mot. Summ. J. & Supp. Pl.'s Cross-Mot. Summ. J. ("Pl.'s Opp'n") at 3, ECF No. 13 (quoting Decl. of Michael Bekesha ("Bekesha Decl.") Ex. A at 5, ECF No. 13-1). The list was not originally filed under seal and was available to the public for some period of time before being placed under seal by the Texas district court. See Def.'s Response to Pl.'s Statement of Material Facts Not in Dispute ("Def.'s SMF Response") ¶ 3-4, ECF No. 18; Pl.'s Statement of Material Facts Not in Dispute ("Pl.'s SMF") ¶ 4, ECF No. 13.
While the pleadings and evidence from the HLF trial were sealed by the Texas court, the parties agree that Omar Ahmad's name appeared in some of the evidence that was introduced during the HLF trial. See Pl.'s SMF ¶ 5; Def.'s SMF Response ¶ 5. The plaintiff also contends that Ahmad's name appeared on the "List of Unindicted Co-Conspirators and/or Joint Venturers," though the defendant refuses to confirm or deny that fact.
In April 2011, Patrick Poole, a journalist and counter-terrorism consultant, published a series of articles and blog posts concerning the Department of Justice's decision not to prosecute Ahmad. Decl. of Patrick S. Poole ("Poole Decl.") ¶¶ 5-11, ECF No. 13-3. Poole states that he based the articles on his conversations with "high-ranking" DOJ officials who spoke to him on the condition of anonymity. Id. ¶¶ 12, 14. Poole also states that one of his anonymous sources allowed him to review a copy of a March 31, 2010 memorandum entitled "Declination of Prosecution of Omar Ahmad." Id. ¶ 13, 15.
On April 15, 2011, Rep. Peter King, the Chairman of the House Committee on Homeland Security, wrote an open letter to Attorney General Eric Holder regarding the alleged decision not to prosecute Ahmad. See Decl. of Vanessa R. Brinkmann ("Brinkmann Decl.") Ex. D, ECF No. 11-1. In the letter, Rep. King asserted that he had been "reliably informed" that "high-ranking officials at Department of Justice" had "usurped" the decision not to file charges against Ahmad over the "vehement and stated objections" of individuals within the FBI and the U.S. Attorney's Office for the Northern District of Texas. Id. at 3.
Several days after Rep. King sent his letter, Attorney General Holder held a press conference in Washington, D.C., during which a reporter asked:
Pl.'s SMF ¶ 7. Attorney General Holder replied:
Id.
On May 9, 2011, the plaintiff submitted separate FOIA requests to the defendant's
Brinkmann Decl. ¶ 3; Decl. of Mark A. Bradley ("Bradley Decl.") ¶ 2, ECF No. 11-2. The requests covered the time period from January 20, 2009 through May 1, 2011. Brinkmann Decl. Ex. A at 2; Bradley Decl. Ex. A at 2. The plaintiff did not receive a determination from either the OIP or the NSD within twenty working days of filing its FOIA requests, and therefore it filed the instant action on June 17, 2011. See Compl. ¶¶ 9, 13, ECF No. 1; see also 5 U.S.C. § 552(a)(6)(C)(i) (providing for constructive exhaustion of administrative remedies after twenty working days). In an effort to resolve this matter without further action by the Court, the parties agreed that the defendant would continue to process the requests and produce any non-exempt records in its possession by December 5, 2011. See Joint Notice of Proposed Produc. Schedule ("Joint Notice") ¶ 2, ECF. 9.
The OIP and the NSD conducted searches for documents responsive to categories (b) and (c) of the plaintiff's FOIA requests. See Brinkmann Decl. ¶ 6; Bradley Decl. ¶ 3. Both components, however, refused to confirm or deny the existence of any records responsive to categories (a), (d), and (e) of the plaintiff's FOIA requests, citing FOIA Exemptions 5, 6, and 7. See Brinkmann Decl. Ex. D at 1-2 ("Insofar as you are seeking internal records regarding an alleged prosecutorial decision, I can neither confirm nor deny the existence of any such records."); Bradley Decl. Ex. B at 1 ("To the extent your request concerns a decision to prosecute and/or decline to prosecute an individual, we are unable to confirm or deny the existence of such records.").
Beginning on July 1, 2011, the OIP searched the electronic database of the Departmental Executive Secretariat, which contains records from January 1, 2001 to the present, using the key words "Omar Ahmad" and "CAIR." Brinkmann Decl. ¶ 7. OIP also initiated an electronic and
After conferring for a period of two weeks following the defendant's production, the plaintiff was not satisfied with the defendant's response, and the parties agreed that dispositive motions were necessary. See Joint Status Report ¶¶ 2-3, ECF. 10. The plaintiff does not contest the adequacy of the defendant's search for records responsive to categories (b) and (c) of the plaintiff's FOIA request. See Pl.'s Opp'n at 9. Rather, the plaintiff only contests the appropriateness of the defendant's responses regarding categories (a), (d), and (e). Id. Pending before the Court are the defendant's Motion for Summary Judgment, ECF No. 11, and the plaintiff's Cross-Motion for Summary Judgment, ECF No. 14. For the reasons discussed below, the Court grants the defendant's motion and denies the plaintiff's motion.
Congress enacted the FOIA to promote transparency across the government. See 5 U.S.C. § 552; Quick v. U.S. Dep't of Commerce, Nat'l Inst. of Standards & Tech., 775 F.Supp.2d 174, 179 (D.D.C.2011). The Supreme Court has explained that the FOIA is "a means for citizens to know `what their Government is up to.' This phrase should not be dismissed as a convenient formalism. It defines a structural necessity in a real democracy." Nat'l Archives & Records Admin. v. Favish, 541 U.S. 157, 171-172, 124 S.Ct. 1570, 158 L.Ed.2d 319 (2004) (citation and internal quotation marks omitted). "The basic purpose of FOIA is to ensure an informed citizenry, vital to the functioning of a democratic society, needed to check against corruption and to hold the governors accountable to the governed." NLRB v. Robbins Tire & Rubber Co., 437 U.S. 214, 242, 98 S.Ct. 2311, 57 L.Ed.2d 159 (1978). As a result, the FOIA requires federal agencies to release all records responsive to a request for production. See 5 U.S.C. § 552(a)(3)(A). Federal courts are authorized under the FOIA "to enjoin the agency from withholding agency records and to order the production of any agency records improperly withheld from the complainant." Id. § 552(a)(4)(B).
This strong interest in transparency must be tempered, however, by the "legitimate governmental and private interests [that] could be harmed by release of certain types of information." United Techs. Corp. v. U.S. Dep't of Defense, 601 F.3d 557, 559 (D.C.Cir.2010) (internal quotation marks omitted); see also Critical Mass Energy Project v. Nuclear Regulatory Comm'n, 975 F.2d 871, 872 (D.C.Cir.
When a FOIA requester properly exhausts its administrative remedies, it may file a civil action challenging an agency's response to its request. See 5 U.S.C. § 552(a)(4)(B); Wilbur v. CIA, 355 F.3d 675, 677 (D.C.Cir.2004). Once such an action is filed, the agency generally has the burden of demonstrating that its response to the plaintiff's FOIA request was appropriate. When an agency's response is neither to confirm nor deny the existence of responsive documents — commonly known as a Glomar response
In this action, the parties have no genuine disputes of material fact. Both parties agree that Ahmad's name has been referenced in connection with the criminal activities of HLF, that Rep. King wrote a letter to the Attorney General regarding a decision not to prosecute Ahmad, and that Attorney General Holder referenced a decision not to prosecute "a guy, a person, an individual." See Pl.'s SMF ¶¶ 5, 7; Def.'s
A Glomar response is "an exception to the general rule that agencies must acknowledge the existence of information responsive to a FOIA request and provide specific, non-conclusory justifications for withholding that information." Roth, 642 F.3d at 1178. Thus, a Glomar response allows an agency to respond to a FOIA request by neither confirming nor denying the existence of any records responsive to the request, on the grounds that "confirming or denying the existence of records would itself `cause harm cognizable under a[] FOIA exception.'" Id. (quoting Wolf, 473 F.3d at 374). The responses by the defendant to categories (a), (d), and (e) of the plaintiff's FOIA requests were Glomar responses.
FOIA Exemption 6 protects from public disclosure "personnel and medical files and similar files the disclosure of which would constitute a clearly unwarranted invasion of personal privacy." 5 U.S.C. § 552(b)(6). Exemption 7(C) similarly protects from public disclosure "records or information compiled for law enforcement purposes ... [the production of which] could reasonably be expected to constitute an unwarranted invasion of personal privacy." Id. § 552(b)(7)(C). The "harm cognizable" under both exemptions is an "unwarranted invasion of personal privacy," which must be "clear[]" under Exemption 6, but need only "reasonably be expected" under Exemption 7(C). See id. §§ 552(b)(6), 552(b)(7)(C). Thus, the ambit of Exemption 7(C) is "somewhat broader" than that of Exemption 6, and therefore if the alleged records at issue here were "compiled for law enforcement purposes," the Court "would have no need to consider Exemption 6 separately because all information that would fall within the scope of Exemption 6 would also be immune from disclosure under Exemption 7(C)." Roth, 642 F.3d at 1173 (internal quotation marks omitted); see also Am. Civil Liberties Union v. U.S. Dep't of Justice ("ACLU"), 655 F.3d 1, 6 (D.C.Cir. 2011) ("`Exemption 7(C) is more protective of privacy than Exemption 6' and thus establishes a lower bar for withholding material."). Furthermore, "[i]n determining whether the existence of agency records vel non fits a FOIA exemption, courts apply the general exemption review standards established in non-Glomar cases." Wolf, 473 F.3d at 374. Therefore, the Court will first apply the review standard established for Exemption 7(C) in deciding whether a Glomar response was appropriate.
"In deciding whether the release of particular information constitutes an `unwarranted' invasion of privacy under Exemption 7(C), [a court] `must balance the public interest in disclosure against the [privacy] interest Congress intended the Exemption to protect.'" ACLU, 655 F.3d at 6 (quoting U.S. Dep't of Justice v. Reporters Comm. for Freedom of Press, 489 U.S. 749, 776, 109 S.Ct. 1468, 103 L.Ed.2d 774 (1989)); see also Nation Magazine v. U.S. Customs Serv., 71 F.3d 885, 893 (D.C.Cir.1995) ("The courts have construed [Exemption 7(C) ] as permitting exemption if the privacy interest at stake outweighs the public's interest in disclosure."). The relevant public interest for purposes of this balancing "focuses on the citizen's right to be informed about what their government is up to," which includes "[o]fficial information that sheds light on an agency's performance of its statutory duties." Reporters Committee, 489 U.S. at 773, 109 S.Ct. 1468. When, however, "the requester does not intend to discover anything about the conduct of the agency that has possession of the requested records," that public interest is not fostered, and any countervailing privacy interest will prevail. Id.; see also Nat'l Ass'n of Retired Fed. Emps. v. Horner ("NARFE"), 879 F.2d 873, 879 (D.C.Cir.1989) ("[S]omething, even a modest privacy interest, outweighs nothing every time.").
The D.C. Circuit has recognized that "Exemption 7(C) takes particular note of the strong interest of individuals, whether they be suspects, witnesses, or investigators, in not being associated unwarrantedly with alleged criminal activity." Dunkelberger v. Dep't of Justice, 906 F.2d 779, 781 (D.C.Cir.1990) (internal quotation marks omitted). Thus, "revelation of the fact that an individual has been investigated for suspected criminal activity represents a significant intrusion on that individual's privacy cognizable under Exemption 7(C)." Fund for Constitutional Gov't v. Nat'l Archives & Records Serv., 656 F.2d 856, 865 (D.C.Cir.1981); see also Nation Magazine, 71 F.3d at 894 ("[I]ndividuals have an obvious privacy interest cognizable under Exemption 7(C) in keeping secret the fact that they were subjects of a law enforcement investigation."). The D.C. Circuit has recognized that Exemption 7(C) can be an appropriate basis on which to issue a Glomar response if merely acknowledging the existence or non-existence of records would constitute an unwarranted invasion of personal privacy. See, e.g., Roth, 642 F.3d at 1178; Nation Magazine, 71 F.3d at 893.
Here, the plaintiff seeks internal agency records "concerning, regarding, or relating to the prosecution or declination of prosecution of Omar Ahmad," specifically including a "March 31, 2010 memorandum entitled `Declination of Prosecution of Omar Ahmad' from Attorney General [sic] David Kris to Acting Deputy Attorney
The Supreme Court, however, has long rejected the plaintiff's "cramped notion of personal privacy." See Reporters Committee, 489 U.S. at 763, 109 S.Ct. 1468. In Reporters Committee, the Supreme Court recognized the distinction between "scattered disclosure of the bits of information contained in a rap sheet and revelation of the rap sheet as a whole." Id. at 764, 109 S.Ct. 1468. Similarly here, there is a distinction between "scattered bits of information" connecting Ahmad to criminal activity and an official prosecutorial record containing a decision not to charge him with a crime. The plaintiff would have the Court waive Ahmad's relevant privacy interests in toto based solely on the fact that he has, at one time, been associated with criminal activity. Under the FOIA, however, Ahmad's alleged status as a person who has engaged in prior criminal acts is meaningfully distinct from whether or not he has been the target of criminal prosecution.
Although public disclosure of a person's association with criminal activity does not waive that person's privacy interests completely, such public disclosure diminishes the person's privacy interests to some degree. See Reporters Committee, 489 U.S. at 763 n. 15, 109 S.Ct. 1468 ("The common law recognized that one did not necessarily forfeit a privacy interest in matters made part of the public record, albeit the privacy interest was diminished ...."); accord ACLU, 655 F.3d at 9 ("The fact that information about these proceedings is readily available to the public reduces further still the incursion on privacy resulting from disclosure."). Thus, the relevant question here becomes: What incremental privacy interest attaches to the existence or non-existence of government records contemplating the prosecution of Ahmad, independent of the "scattered bits of information" in the public realm that previously associated Ahmad with criminal activity?
The Court need not quantify Ahmad's residual privacy interest, other than to conclude that it is more than nothing, because the plaintiff has not articulated any argument to support a public interest in the disclosure of the records that it seeks. The only hint of the plaintiff's reasoning to support a public interest in this case is the statement in its Complaint that it seeks these records "[d]ue to unanswered questions concerning potential political interference in [the prosecutorial] decisionmaking process and Defendant's efforts to avoid public scrutiny of that interference." Compl. ¶ 6. Hence, the plaintiff essentially alleges that the defendant improperly scuttled the prosecution of Ahmad for political reasons and that there is a public interest in scrutinizing the alleged declination to prosecute. The Supreme Court has held that "where there is a privacy interest protected by Exemption 7(C) and the public interest being asserted is to show that responsible officials acted negligently or otherwise improperly in the performance of their duties, the requester must establish more than a bare suspicion in order to obtain disclosure." Favish, 541 U.S. at 174, 124 S.Ct. 1570. Rather, because "[a]llegations of government misconduct are `easy to allege and hard to disprove,'" a requester "must produce evidence that would warrant a belief by a reasonable person that the alleged Government impropriety might have occurred." Id. at 174-75, 124 S.Ct. 1570; see also Boyd, 475 F.3d at 388 ("Unsubstantiated assertions of government wrongdoing ... do not establish `a meaningful evidentiary showing.'" (quoting Favish, 541 U.S. at 175, 124 S.Ct. 1570)).
Assuming that the Favish standard applies to the public interest outlined by the plaintiff, the only support in the record for the existence of improper political influence comes from two sources. The first is Rep. King's unelaborated assertion in his April 15, 2011 letter to Attorney General Holder that Rep. King was "reliably informed" that the decision not to prosecute Ahmad "was usurped by high-ranking officials at Department of Justice headquarters over the vehement and stated objections
Even assuming, however, that the plaintiff's evidentiary showing were sufficient to meet the "demanding Favish standard," Blackwell v. FBI, 646 F.3d 37, 41 (D.C.Cir.2011), Ahmad's privacy interest would almost surely outweigh whatever public interest is asserted by the plaintiff. Although the revelation of agency impropriety is undoubtedly in the public interest, the plaintiff has not articulated how that public interest would be served by merely acknowledging the existence of the March 31, 2010 declination memorandum or other internal correspondence relating to the alleged decision not to prosecute Ahmad. That is, after all, the relevant question when an agency issues a Glomar response under FOIA Exemption 7(C): whether the public interest in merely acknowledging the existence or non-existence of a record outweighs any privacy interests implicated by that acknowledgement. See, e.g., Nation Magazine, 71 F.3d at 893. It is a completely separate question whether disclosing the contents of those alleged records would further any public interest, just as it is a separate question whether the records sought by the plaintiff would be subject to disclosure at all. See, e.g., Marino v. DEA, 685 F.3d 1076, 1082 (D.C.Cir.2012) (distinguishing between "withhold[ing] the contents of [a record]" and attempting "to avoid confirming its existence").
Put simply, a decision not to prosecute a person, standing alone, does very little to "shed[] light on the agency's performance of its statutory duties." Reporters Committee, 489 U.S. at 773, 109 S.Ct. 1468; see AM. BAR ASS'N, ABA Standards for Criminal Justice: Prosecution and Defense Function 3-3.9 (3d ed. 1993) ("The prosecutor
The plaintiff also implicitly argues that the defendant's Glomar responses were improper because the defendant "has already disclosed that a decision not to prosecute Ahmad was made." Pl.'s Opp'n at 12. The D.C. Circuit has recognized that if "the agency has officially acknowledged the existence of [a] record, the agency can no longer use a Glomar response, and instead must either: (1) disclose the record to the requester or (2) establish that its contents are exempt from disclosure and that such exemption has not been waived." Moore v. CIA, 666 F.3d 1330, 1333 (D.C.Cir.2011) (citations omitted); see also Marino, 685 F.3d at 1081 ("[I]n the context of a Glomar response, the public domain exception is triggered when `the prior disclosure establishes the existence (or not) of records responsive to the FOIA request,' regardless whether the contents of the records have been disclosed." (quoting Wolf, 473 F.3d at 379)). Even so, "[a] strict test applies to claims of official disclosure." Moore, 666 F.3d at 1333 (alteration in original) (internal quotation marks omitted). "[I]n order to overcome an agency's Glomar response based on an official acknowledgement, the requesting plaintiff must pinpoint an agency record that both matches the plaintiff's request and has been publicly and officially acknowledged by the agency." Id.
First, even assuming that Ahmad's name appeared on the government's "List of Unindicted Co-Conspirators and/or Joint Venturers" in the HLF prosecution,
Furthermore, the anonymous DOJ source cited by Patrick Poole, who allegedly disclosed the existence of the March 31, 2010 declination memorandum, does not constitute an "official acknowledgement" for purposes of overcoming the defendant's Glomar response. Obviously, to qualify as an official acknowledgement, the acknowledgement must be "official," i.e., authorized or approved by the agency in possession of the information being acknowledged. See BLACK'S LAW DICTIONARY 1195 (9th ed.2009) (defining "official" as "[a]uthorized or approved by a proper authority"). Indeed, a statement by an anonymous agency insider is the exact opposite of an "official acknowledgement" because an anonymous leak is presumptively an unofficial and unsanctioned act. See Am. Civil. Liberties Union v. U.S. Dep't of Defense, 628 F.3d 612, 621-22 (D.C.Cir. 2011) ("`[I]t is one thing for a reporter or author to speculate or guess that a thing may be so or even, quoting undisclosed sources, to say that it is so; it is quite another thing for one in a position to know of it officially to say that it is so.'" (quoting Alfred A Knopf, Inc. v. Colby, 509 F.2d 1362, 1370 (4th Cir.1975))); Afshar v. Dep't of State, 702 F.2d 1125, 1130-31 (D.C.Cir. 1983) (distinguishing between "official acknowledgement" of information and "[u]nofficial leaks and public surmise"); Am. Civil. Liberties Union v. Dep't of Justice, 808 F.Supp.2d 280, 297 (D.D.C.2011) ("[T]he statements of journalists, `experts,' or even unofficial or unidentified sources (even were they [agency] personnel) are not `official' disclosures by the [agency]."); see also Nishnic v. U.S. Dep't of Justice, 671 F.Supp. 776, 793 (D.D.C.1987) ("If any public leak or disclosure were sufficient to obliterate the protection afforded by Exemption 7(C), unauthorized disclosures would be encouraged and rewarded.").
Therefore, the plaintiff has not demonstrated that the defendant ever officially acknowledged the existence of a decision not to prosecute Ahmad or any records related to that decision. As a result, the plaintiff cannot overcome the defendant's otherwise proper invocation of FOIA Exemption 7(C) to issue Glomar responses to categories (a), (d), and (e) of the plaintiff's FOIA requests, and therefore the defendant is entitled to summary judgment.
For the reasons discussed above, the defendant's Motion for Summary Judgment will be GRANTED, and the plaintiff's Cross-Motion for Summary Judgment will be DENIED. An appropriate Order accompanies this Memorandum Opinion.
El-Mezain, 664 F.3d at 530-31.
In the 1986 Freedom of Information Reform Act, Congress codified in § 552(c) the use of a Glomar response for the following three limited categories of agency records: (1) law enforcement records described in § 552(b)(7)(A), which if disclosed could reasonably be expected to interfere with enforcement proceedings; (2) informant records; and (3) certain classified records maintained by the FBI. Pub.L. No. 99-570, §§ 1801-04, 100 Stat. 3207, 3207-48 to 3207-50 (1986); see 5 U.S.C. § 552(c) (for these excluded categories of records, allowing agencies to "treat the records as not subject to the requirements of this section"); see also Benavides v. DEA, 976 F.2d 751, 752-53 (D.C.Cir.1992) (construing the phrase "not subject to the requirements of this section" to "permit Glomarization where the information's status has not been officially confirmed, but to permit analysis under other exemptions like that afforded any other document sought under FOIA, where the status has been so confirmed"). The defendant does not rely upon § 552(c) here.